Willie Warrington
Willie Warrington is a registered investment advisor at 3rd Street Capital Management L.L.C., based in Baton Rouge, LA, with 25 years of industry experience. Willie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 78 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
3rd Street Capital Management charges a percentage of the value of your account, deducted monthly. The fee varies depending on the investment strategy and the amount you invest. Different strategies have different minimum investment amounts. For investments greater than $6,000,000, the rate is negotiable.
- Equity Mid-Cap Value:
- Less than $1,500,000: 1.25%
- Greater than $1,500,000: 1.25% on the first $1,500,000, then 1% on the next $1,500,000
- Greater than $3,000,000: 1.25% on the first $1,500,000, 1% on the next $1,500,000, then 0.75% on anything over $3,000,000. Minimum investment is $25,000.
- Aggressive Balanced:
- Less than $1,500,000: 1.25%
- Greater than $1,500,000: 1.25% on the first $1,500,000, then 1% on the next $1,500,000
- Greater than $3,000,000: 1.25% on the first $1,500,000, 1% on the next $1,500,000, then 0.75% on anything over $3,000,000. Minimum investment is $500,000.
- Conservative Balanced:
- Less than $1,500,000: 1%
- Greater than $1,500,000: 1% on the first $1,500,000, then 0.875% on the next $1,500,000
- Greater than $3,000,000: 1% on the first $1,500,000, 0.875% on the next $1,500,000, then 0.75% on anything over $3,000,000. Minimum investment is $500,000.
- Core Plus Fixed Income:
- Less than $1,500,000: 1%
- Greater than $1,500,000: 1% on the first $1,500,000, then 0.875% on the next $1,500,000
- Greater than $3,000,000: 1% on the first $1,500,000, 0.875% on the next $1,500,000, then 0.70% on anything over $3,000,000. Minimum investment is $500,000.
- Core Fixed Investment Grade Income:
- Less than $1,500,000: 1%
- Greater than $1,500,000: 1% on the first $1,500,000, then 0.875% on the next $1,500,000
- Greater than $3,000,000: 1% on the first $1,500,000, 0.875% on the next $1,500,000, then 0.70% on anything over $3,000,000. Minimum investment is $500,000.
- AAA Only Fixed Income:
- Less than $1,500,000: 1%
- Greater than $1,500,000: 1% on the first $1,500,000, then 0.875% on the next $1,500,000
- Greater than $3,000,000: 1% on the first $1,500,000, 0.875% on the next $1,500,000, then 0.70% on anything over $3,000,000. Minimum investment is $500,000.
Location
251 Florida Street, Suite 407, Baton Rouge, LA, 70801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
3rd Street Capital Management L.L.C.
Previous Registrations
Commonwealth Advisors INC
Charles Schwab & CO., INC.
State Registrations4 states
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