Christopher Flanagan
Christopher Flanagan is a registered investment advisor at Prospera Financial Services, INC., based in White Plains, NY, with 30 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
200 Mamaroneck Ave, Suite 204, White Plains, NY, 10601
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
March 2015Customer Dispute
August 2010Customer Dispute
March 2008Customer Dispute
May 2002Other Business Activities
Christopher sublets a single office in his office suite, starting in October 2024. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Prospera Financial Services, INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Stuart, Coleman & CO., INC.Broker
The Boston GroupBroker
D. H. Blair & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.