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JM
CFA · CFP
JM
CFA · CFP

John Marshall

Wealth Enhancement Advisory Services, LLC
21 Years of Experience
Great Neck, NY
1 Disclosure
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John Marshall is a CFA, CFP-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Great Neck, NY, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1009 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Wealth Enhancement Advisory Services (WEAS) charges a percentage of your portfolio each year for investment management. The exact fee is negotiable and depends on the complexity of the services, but it will not exceed 2% per year of the value of your portfolio. WEAS may waive or discount fees for employees or relatives of employees of Wealth Enhancement Group, LLC. WEAS may also engage separate management firms to assist in managing your assets. These firms charge a fee for their services, which are in addition to WEAS’ advisory fees.

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Location

60 Cuttermill Rd, Suite 516, Great Neck, NY, 11021

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Denied
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Other Business Activities

Wealth Enhancement Group is a DBA for Wealth Enhancement Advisory Services, which is John's primary business activity.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Kings Point Capital Management LLC
September 2010 - June 2022 · 11 yrs 9 mos
Strategic Advisers, INC.
February 2004 - July 2009 · 5 yrs 5 mos
State Registrations3 states
LANYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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