DD
ChFC
DD
ChFC
Daniel Dalton
30 Years of Experience
East Providence, RI
1 DisclosureBrokerSells Insurance
Daniel Dalton is a ChFC-designated registered investment advisor, based in East Providence, RI, with 30 years of industry experience.
Location
1275 Wampanoag Trail, East Providence, RI, 02915
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Regulatory History (1)
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Customer Dispute
April 2014Denied
Other Business ActivitiesSells Insurance
Daniel is an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity. He also works nearly full-time as an advisory representative of a Registered Investment Advisor (RIA).
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2022 - Present · 4 yrs
Cambridge Investment Research Advisors, INC.
July 2022 - Present · 4 yrs
Previous Registrations
MML Investors Services, LLC
March 2017 - July 2022 · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - July 2022 · 5 yrs 4 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
September 2014 - February 2018 · 3 yrs 5 mos
New England Securities Corporation
March 2004 - January 2015 · 10 yrs 10 mos
New England SecuritiesBroker
December 2003 - January 2015 · 11 yrs 1 mo
Veravest Investments, INC.Broker
February 2003 - December 2003 · 10 mos
Metropolitan Life Insurance CompanyBroker
February 1996 - February 2003 · 7 yrs
Metlife Securities INC.Broker
February 1996 - February 2003 · 7 yrs
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.