WW
CFP
WW
CFP

William Wall

39 Years of Experience
East Providence, RI
Broker

William Wall is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in East Providence, RI, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1481 Wampanoag Trl, East Providence, RI, 02915

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William owns Rock Wall Farms LLC, a hunting property, and is the owner of The Wall Group LLC, dedicating full-time hours to it. He also serves as a trustee for several 401k plans and trusts, spending minimal time on those activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2016 - Present · 10 yrs 1 mo
Wells Fargo Advisors
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - June 2016 · 12 yrs 11 mos
Wells Fargo Advisors, LLC
July 2003 - June 2016 · 12 yrs 11 mos
Prudential Securities Incorporated
February 1996 - July 2003 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
February 1996 - July 2003 · 7 yrs 5 mos
Painewebber IncorporatedBroker
February 1987 - February 1996 · 9 yrs
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.