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William Rolser

Osaic Advisory Services, LLC
31 Years of Experience
Redmond, OR
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

William Rolser is a registered investment advisor at Osaic Advisory Services, LLC, based in Redmond, OR, with 31 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.

Osaic Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
350 advisors
Number of Clients
29,898 clients
Average Client Portfolio
$518K average
Assets Under Management
$15.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Redmond, OR

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is involved in insurance sales and service, primarily term life and long-term care, dedicating minimal time to this. He also manages his RIA business through Arbor Point Advisors, spending nearly full-time hours on it, and owns a vacation rental property, spending minimal time on it.

Employment History
Current Registrations
Osaic Advisory Services, LLC
November 2024 - Present · 1 yr 11 mos
Osaic Wealth, INC.
June 2024 - Present · 2 yrs 4 mos
Osaic Wealth, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Arbor Point Advisors
November 2020 - November 2024 · 4 yrs
Securities America, INC.Broker
November 2020 - June 2024 · 3 yrs 7 mos
Kms Financial Services, INC
July 2019 - November 2020 · 1 yr 4 mos
Kms Financial Services, INC.Broker
July 2019 - November 2020 · 1 yr 4 mos
Cetera Advisors LLC
February 2012 - July 2019 · 7 yrs 5 mos
Cetera Advisors LLCBroker
February 2012 - July 2019 · 7 yrs 5 mos
Pacific West Financial Consultants INC
November 2006 - February 2012 · 5 yrs 3 mos
Pacific West Securities, INC.Broker
November 2006 - February 2012 · 5 yrs 3 mos
Medallion Investment Services, INC.Broker
January 1999 - December 2006 · 7 yrs 11 mos
Medallion Advisory Services, LLC
February 1997 - November 2006 · 9 yrs 9 mos
Securities Service Network, INC.Broker
September 1996 - December 1998 · 2 yrs 3 mos
Ifg Network Securities, INC.Broker
January 1996 - September 1996 · 8 mos
Comprehensive Financial Services, INC.Broker
July 1995 - January 1996 · 6 mos
State Registrations11 states
DEFLMDNCNMNYORPARITNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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William Rolser - Financial Advisor | TrueAdvisor