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Trevis Rucci
20 Years of Experience
Encino, CA
2 DisclosuresBroker
Trevis Rucci is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Encino, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
16133 Ventura Boulevard, Suite 530, Encino, CA, 91436
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2020Withdrawn
Employment Separation After Allegations
December 2011Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2012 - Present · 14 yrs 2 mos
Raymond James Financial Services, INC.Broker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
New England Securities Corporation
November 2010 - January 2012 · 1 yr 2 mos
New England SecuritiesBroker
November 2010 - January 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
December 2008 - October 2010 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
December 2008 - October 2010 · 1 yr 10 mos
UBS Financial Services INC.
January 2006 - December 2008 · 2 yrs 11 mos
UBS Financial Services INC.Broker
November 2005 - December 2008 · 3 yrs 1 mo
Ids Life Insurance CompanyBroker
September 2005 - November 2005 · 2 mos
Ameriprise Financial Services, INC.Broker
September 2005 - November 2005 · 2 mos
State Registrations7 states
AZCACOCTIDILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.