DB
DB

Donald David Boucher

30 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement PlanningInsurance PlanningBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
2,022 clients
Average Client Portfolio
$606K average
Assets Under Management
$1.2B

Fee Structure

Loading...

Location

Osprey, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Closed-No Action
Other Business Activities

Donald is involved with a family trust that owns commercial property and receives rental income in Portsmouth, NH. This activity takes about 10-20% of Donald's time.

Employment History
Current Registrations
Westminster Financial Advisory CORP
August 2010 - Present · 15 yrs 6 mos
Westminster Financial Securities, INC.
August 2010 - Present · 15 yrs 6 mos
Westminster Financial Securities, INC.Broker
August 2010 - Present · 15 yrs 6 mos
Previous Registrations
LPL Financial CorporationBroker
November 2004 - October 2010 · 5 yrs 11 mos
LPL Financial Corporation
November 2004 - October 2010 · 5 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 1998 - November 2004 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - November 2004 · 8 yrs 8 mos
American Express Financial Advisors INC.Broker
July 1995 - January 1996 · 6 mos
Ids Life Insurance CompanyBroker
July 1995 - January 1996 · 6 mos
State Registrations6 states
FLMAMENHNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.