Brian Lancaster is a CFA-designated registered investment advisor at Clayton Partners LLC, based in Berkeley, CA, with 27 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 58 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.5M | 1.40% |
| $1.5M - $3.0M | 1.00% |
| $3M+ | 0.70% |
The fee schedule applies incrementally to funds managed, i.e., the first $500,000 is charged 1.8% per year, the next $1,000,000 is charged 1.4%, and so on, with the maximum blended fee not to exceed 1.4%. Family accounts which are lineal (grandparents, children and grandchildren) are combined to take advantage of the fee schedule. Fees which differ from the standard fee schedule are negotiable.
Fee Estimator
Location
3160 College Avenue, Suite 203, Berkeley, CA, 94705
Get directionsHistory
Regulatory History (1)
Criminal
February 1991Employment History
Current Registrations
Clayton Partners LLC
Previous Registrations
Castle Peak Asset Management
Banc of America Securities LLCBroker
Montgomery SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.