Alex Gates is a CFA-designated registered investment advisor at Clayton Partners LLC, based in Berkeley, CA. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 56 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.5M | 1.40% |
| $1.5M - $3.0M | 1.00% |
| $3M+ | 0.70% |
Family accounts (grandparents, children, and grandchildren) are combined to calculate the fee schedule. Fees differing from the standard schedule are negotiable.
Fee Estimator
Location
3160 College Avenue, Suite 203, Berkeley, CA, 94705
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Clayton Partners LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason Stankowski, CFAClayton Partners LLC
- Brian Lancaster, CFAClayton Partners LLC
- Samuel Wood-Bednarz, CFPNorth Berkeley Wealth Management, LLC
- Shilu Sheng, CFPCreative Planning
- Jarrett Topel, CFPTopel & Distasi Wealth Management, LLC
- Katherine King, CFPNorth Berkeley Wealth Management, LLC