John Obrien
John Obrien is a registered investment advisor at LPL Financial LLC, based in Redondo Beach, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Redondo Beach, CA
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Regulatory History (1)
Customer Dispute
October 1998Other Business Activities
John owns rental real estate property in Phoenix, AZ since 2020. He also provides mortgage and real estate services through Eclipse Realty since 2004.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Otto Capital Management
Penates Group, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
First Union Securities, INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.