KM
KM
Kevin Murphy is a registered investment advisor, based in Woodbury, NY, with 30 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2023Employment Separation After Allegations
August 2022Other Business ActivitiesSells Insurance
Kevin is involved with Senior Services of North America (SSNA), selling Medicare Advantage and Medicare Supplement plans since October 2024. This activity, which is not investment-related, takes about 10% of his time.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Vanderbilt Advisory Services
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
December 2021 - September 2022 · 9 mos
LPL Financial LLC
December 2021 - March 2023 · 1 yr 3 mos
LPL Financial LLCBroker
December 2021 - March 2023 · 1 yr 3 mos
CUNA Brokerage Services, INC.
April 2017 - November 2021 · 4 yrs 7 mos
CUNA Brokerage Services, INC.Broker
October 2016 - November 2021 · 5 yrs 1 mo
Msi Financial Services, INC.Broker
January 2011 - October 2016 · 5 yrs 9 mos
Abel/noser CORP.Broker
August 2004 - October 2010 · 6 yrs 2 mos
Labranche & CO. LLCBroker
January 2002 - August 2004 · 2 yrs 7 mos
Van Der Moolen Specialists USA, LLCBroker
January 1997 - January 2002 · 5 yrs
Bhf Securities CorporationBroker
April 1996 - February 1997 · 10 mos
State Registrations6 states
FLGAILNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Thomas Brucia, CFPCetera Investment Advisers LLC
- Christopher Halvey, ChFCHeritage Advisory LLC
- Alan Kahn, ChFCLPL Financial LLC
- Scott Laffie, CFPMML Investors Services, LLC
- Thomas Kelly, ChFCVanderbilt Advisory Services
- Marilyn Stefans, CFPCetera Investment Advisers LLC