Douglas Boschert
Douglas Boschert is a registered investment advisor at M Holdings Securities, INC., based in Covington, KY, with 30 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
40 W. 5th St., Covington, KY, 41011
Get directionsHistory
Regulatory History (2)
Regulatory
May 2011Customer Dispute
June 2010Other Business Activities
Douglas owns several real estate entities, a consulting business, and is involved with a memorial park and high school investment committee. He is also the president of Evergreen Advisors, Inc., a financial services firm, dedicating full-time hours to it.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
UBS Painewebber INC.
UBS Painewebber INC.Broker
Smith Barney INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.