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Joshua Barg

A.G.P / Alliance Global Partners
31 Years of Experience
Ridgewood, NJ
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Joshua Barg is a registered investment advisor at A.G.P / Alliance Global Partners, based in Ridgewood, NJ, with 31 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

44 Franklin Av, Suite 1, Ridgewood, NJ, 07450

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Award / Judgment
Employment Separation After Allegations
August 2006
Customer Dispute
September 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua operates Lifetime Advisory as a DBA for BRWA business, dedicating a few hours per week. He is also an independent contractor for B. Riley Wealth Insurance Corporation selling fixed insurance, also dedicating a few hours per week. Joshua owns Saratoga Global Partners, but spends no time on it.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
June 2026 - Present · 4 mos
A.G.P. / Alliance Global Partners
June 2026 - Present · 4 mos
A.G.P. / Alliance Global PartnersBroker
June 2026 - Present · 4 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - June 2026 · 3 yrs 11 mos
B. Riley Wealth Advisors, INC.
April 2009 - June 2026 · 17 yrs 2 mos
National Securities CorporationBroker
March 2009 - July 2022 · 13 yrs 4 mos
Aegis Capital CORP.
August 2006 - April 2009 · 2 yrs 8 mos
Aegis Capital CORP.Broker
August 2006 - April 2009 · 2 yrs 8 mos
Fahnestock Asset Management
April 2006 - August 2006 · 4 mos
Oppenheimer & CO. INC.Broker
August 2002 - August 2006 · 4 yrs
Sands Brothers & CO., LTD.Broker
August 1997 - August 2002 · 5 yrs
Vtr Capital, INC.Broker
December 1996 - August 1997 · 8 mos
Sands Brothers & CO., LTD.Broker
August 1995 - November 1996 · 1 yr 3 mos
State Registrations30 states
ALAZCACOCTDEFLGAILLAMAMDMEMIMNMSNCNJNMNVNYOHPARISCTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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