JB
JB
Joshua Barg is a registered investment advisor, based in Ridgewood, NJ, with 30 years of industry experience.
Location
44 Franklin Ave, Suite 1, Ridgewood, NJ, 07450
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Regulatory History (3)
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Customer Dispute
October 2009Award / Judgment
Employment Separation After Allegations
August 2006Customer Dispute
September 1999Settled
Other Business ActivitiesSells Insurance
Joshua operates Lifetime Advisory as a DBA for BRWA business, dedicating a few hours per week. He is also an independent contractor for B. Riley Wealth Insurance Corporation selling fixed insurance, also dedicating a few hours per week. Joshua owns Saratoga Global Partners, but spends no time on it.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs 2 mos
B. Riley Wealth Advisors, INC.
April 2009 - Present · 17 yrs 5 mos
Previous Registrations
National Securities CorporationBroker
March 2009 - July 2022 · 13 yrs 4 mos
Aegis Capital CORP.
August 2006 - April 2009 · 2 yrs 8 mos
Aegis Capital CORP.Broker
August 2006 - April 2009 · 2 yrs 8 mos
Fahnestock Asset Management
April 2006 - August 2006 · 4 mos
Oppenheimer & CO. INC.Broker
August 2002 - August 2006 · 4 yrs
Sands Brothers & CO., LTD.Broker
August 1997 - August 2002 · 5 yrs
Vtr Capital, INC.Broker
December 1996 - August 1997 · 8 mos
Sands Brothers & CO., LTD.Broker
August 1995 - November 1996 · 1 yr 3 mos
State Registrations30 states
ALAZCACOCTDEFLGAILLAMAMDMEMIMNMSNCNJNMNVNYOHPARISCTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.