Jose Casellas
Jose Casellas is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Miami, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
200 S Biscayne Blvd, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2020Customer Dispute
May 2019Other Business Activities
Jose is part owner of Arecibo, LLC, a real estate investment company, dedicating minimal time monthly. He is also a board member and officer of Planta de Hielo Casellas Inc., a family business, spending a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Santander SecuritiesBroker
UBS Painewebber INC.Broker
UBS Painewebber Incorporated of Puerto RicoBroker
Government Development Bank for Puerto Rico Capital FundBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.