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Mike Saul is a registered investment advisor, based in Morristown, NJ, with 30 years of industry experience.
Location
1200 Mt. Kemble Avenue, Suite 100, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2019Denied
Customer Dispute
October 2006Denied
Other Business ActivitiesSells Insurance
Mike is dually registered as an investment advisor representative and a registered representative, spending most of his time in those roles. He also serves as a trustee for a condo association and a board member for a Jewish community organization, and spends about 10-20% of his time as an insurance agent.
Employment History
Current Registrations
Cary Street PartnersBroker
October 2025 - Present · 11 mos
Cary Street Partners
October 2025 - Present · 11 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2020 - October 2025 · 4 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2019 - October 2020 · 1 yr 4 mos
Transcend Capital Advisors, LLC
May 2019 - October 2025 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1997 - May 2019 · 21 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - May 2019 · 23 yrs 8 mos
State Registrations7 states
FLGAMDNJNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.