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Mike Saul

Cary Street Partners
31 Years of Experience
Morristown, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mike Saul is a registered investment advisor at Cary Street Partners, based in Morristown, NJ, with 31 years of industry experience. Mike is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,988 clients with $10B in assets under management.

Cary Street Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
6,988 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$10.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.00%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees are negotiable and actual schedules vary by client. Fees for amounts over $25,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 Mt. Kemble Avenue, Suite 100, Morristown, NJ, 07960

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Denied
Customer Dispute
October 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mike is dually registered as an investment advisor representative and a registered representative, spending most of his time in those roles. He also serves as a trustee for a condo association and a board member for a Jewish community organization, and spends about 10-20% of his time as an insurance agent.

Employment History
Current Registrations
Cary Street PartnersBroker
October 2025 - Present · 1 yr
Cary Street Partners
October 2025 - Present · 1 yr
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2020 - October 2025 · 4 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2019 - October 2020 · 1 yr 4 mos
Transcend Capital Advisors, LLC
May 2019 - October 2025 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1997 - May 2019 · 21 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - May 2019 · 23 yrs 8 mos
State Registrations7 states
FLGAMDNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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