David Cottam is a registered investment advisor at Cary Street Partners, based in Morristown, NJ, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,851 clients with $8.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.50% |
Fees are negotiable for amounts over $25,000,001. Fees shown do not include any underlying fund/product fees, where applicable.
Fee Estimator
Location
1200 Mt. Kemble Avenue, Suite 100, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (5)
Regulatory
February 2006Customer Dispute
September 2002Customer Dispute
March 2002Customer Dispute
February 2002Customer Dispute
March 2001Other Business Activities
David is the managing member of Equator Holdings, LLC, an investment holdings company, since 2010. The sole source of income for Equator Holdings is derived from debts collected and received, and David spends minimal time on this activity.
Employment History
Current Registrations
Cary Street Partners
Previous Registrations
Kensington Financial Advisors LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.