Sandra Holguin is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
123 South Marengo Ave, 2nd Floor, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Wescom Financial Services, LLC
Infinex Investments, INC.Broker
Infinex Investments, INC.
Essex National Securities, LLC
Essex National Securities, LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Countrywide Investment Services, INC.Broker
Essex National Securities, INC.Broker
Fimco Securities Group, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.