Nicole Tietel is a registered investment advisor at Winter & Associates, INC., based in St. Paul, MN, with 30 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 208 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $2.0M | 0.63% |
| $2.0M - $3.0M | 0.52% |
| $3.0M - $4.0M | 0.41% |
| $4.0M - $5.0M | 0.26% |
| $5M+ | 0.11% |
For Focus Partners clients, an additional 0.15% fee is added to the advisory fee.
Fee Estimator
Location
964 Grand Avenue, St. Paul, MN, 55105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicole is a book author since 2015 and a trustee since 2013, dedicating minimal time to each. She is also a co-owner of Winter All Weather Properties, LLC, and a committee member for St. Croix Valley Finance & Investment Committee, spending a few hours per week on each.
Employment History
Current Registrations
Winter & Associates, INC.
Previous Registrations
Cri Securities, LLC
Securian Financial Services, INC.
Cri Securities, LLCBroker
Securian Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.