TS
CFP
TS
CFP

Tina Swanson

16 Years of Experience
St. Paul, MN
Broker

Tina Swanson is a CFP-designated registered investment advisor at Morgan Stanley, based in St. Paul, MN, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

380 Saint Peter Street, Suite 1000, St. Paul, MN, 55102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Tina volunteers with the United Way of Washington County - East, reviewing grant applications, dedicating a few hours per week. She is also a board member for Stillwater Sunrise Rotary, organizing service projects, dedicating minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
November 2025 - Present · 6 mos
Morgan Stanley
November 2025 - Present · 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2021 - November 2025 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2021 - November 2025 · 4 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2020 - February 2021 · 7 mos
Thrivent Advisor Network, LLC
May 2020 - February 2021 · 9 mos
Thrivent Investment Management INC.
August 2017 - July 2020 · 2 yrs 11 mos
Thrivent Investment Management INC.Broker
August 2017 - July 2020 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2010 - August 2017 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - August 2017 · 7 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.