Mitsuo Lockrow
Mitsuo Lockrow is a registered investment advisor at Cambridge Wealth Management, LLC, based in Cambridge, NY, with 30 years of industry experience. Mitsuo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 28 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.25% |
| $750K - $1.5M | 0.95% |
| $1.5M - $2.5M | 0.85% |
| $2.5M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.55% |
Fees are negotiable. Employees and their family related accounts are charged a reduced fee.
Fee Estimator
Location
5 Washington St., Suite 2, Cambridge, NY, 12816
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mitsuo is a Wealth Strategist/Chief Compliance Officer at Cambridge Wealth Mgmt, LLC, dedicating full-time hours to this role. He also works as an agent at Mitsuo Lockrow Insurance Sales, an independent insurance agency, spending minimal time on this activity.
Employment History
Current Registrations
Cambridge Wealth Management, LLC
Previous Registrations
Mutual Securities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Waddell & Reed, INC.Broker
State Registrations2 states
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