William Sturges
William Sturges is a registered investment advisor at Cetera Investment Advisers LLC, based in Northborough, MA, with 30 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
44 Bearfoot Rd, Suite 254, Northborough, MA, 01532
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
William is affiliated with Digital Federal Credit Union, doing business as Digital Investment Services, as a DBA for his LPL business since 2018. This activity takes nearly full-time, with more time spent during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Strategic Advisers INC.
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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