Derek Wolff
Derek Wolff is a CFP-designated registered investment advisor at Wolff Financial Advisors, LLC, based in Broomfield, CO, with 22 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 16 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are charged up to a maximum annual rate of 1.75% of assets under management, with an overall firm maximum of $15,000 per year for combined services. Exact fees are negotiated case by case.
Fee Estimator
Location
11001 West 120th Ave, #400, Broomfield, CO, 80021
Get directionsHistory
Regulatory History (2)
Regulatory
May 2018Regulatory
November 2015Employment History
Current Registrations
Wolff Financial Advisors, LLC
Previous Registrations
Wolff Financial Advisors, LLC
Wolff Financial Advisors, LLC
Janus Distributors LLCBroker
National Planning CorporationBroker
Invesco Distributors, INC.Broker
Recom Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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