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Bradley Thompson

27 Years of Experience
Plainfield, IL
1 DisclosureBrokerSells Insurance

Bradley Thompson is a registered investment advisor at LPL Financial LLC, based in Plainfield, IL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Plainfield, IL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Other Business ActivitiesSells Insurance

Bradley is a board member for The Learning Vine Homeschool Extension Program, an agent for Heritage Living Trust, and the owner of NuVista Financial Services LLC. He also sells insurance products, acts as a trustee, is a precinct committeeman/poll watcher, and teaches for The Learning Vine, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Next Financial Group, INC.
January 2015 - July 2025 · 10 yrs 6 mos
Next Financial Group, INC.Broker
January 2015 - July 2025 · 10 yrs 6 mos
Hbw Advisory Services LLC
July 2011 - December 2014 · 3 yrs 5 mos
Hbw Securities LLCBroker
June 2011 - December 2014 · 3 yrs 6 mos
Edward Jones
June 2009 - April 2011 · 1 yr 10 mos
Edward JonesBroker
June 2009 - April 2011 · 1 yr 10 mos
Van Kampen Advisors INC
March 2005 - March 2008 · 3 yrs
Van Kampen Funds INC.Broker
June 1999 - March 2008 · 8 yrs 9 mos
Northwestern Mutual Investment Services, INC.Broker
November 1995 - March 1998 · 2 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
November 1995 - March 1998 · 2 yrs 4 mos
State Registrations11 states
FLGAILINMIMSNCNDNENVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.