MS
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Mario Silva

28 Years of Experience
Windsor, CT
BrokerSells Insurance

Mario Silva is a registered investment advisor at Voya Financial Advisors, INC., based in Windsor, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

One Orange Way, C4-S, Windsor, CT, 06095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mario works as an independent insurance agent, selling fixed insurance products since 2006. This takes about a quarter of his time.

Employment History
Current Registrations
Voya Financial Advisors, INC.
November 2019 - Present · 6 yrs 6 mos
Voya Financial Advisors, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Voya Financial Advisors, INC.
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Voya Financial Advisors, INC.
January 2011 - April 2019 · 8 yrs 3 mos
Voya Financial Advisors, INC.Broker
January 2011 - April 2019 · 8 yrs 3 mos
Ing Financial Advisers, LLCBroker
April 2006 - January 2011 · 4 yrs 9 mos
Ing Financial Advisers, LLC
April 2006 - January 2011 · 4 yrs 9 mos
Ing Financial Advisers, LLC
January 2001 - February 2005 · 4 yrs 1 mo
Ing Financial Advisers, LLCBroker
August 2000 - February 2005 · 4 yrs 6 mos
American Express Financial Advisors INC.Broker
February 1996 - September 2000 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
February 1996 - September 2000 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.