CM
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Christopher Malmstrom

17 Years of Experience
Newark, DE
1 DisclosureBroker

Christopher Malmstrom is a registered investment advisor at Ameriprise Financial Services, LLC, based in Newark, DE, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Continental Dr, Ste 200, Newark, DE, 19713-4303

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History

Regulatory History (1)
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Customer Dispute
March 2005
Settled
Other Business Activities

Christopher serves on multiple boards and holds positions such as Treasurer, Member at Large, President Elect, and Board Member. He is also a financial advisor employee at Point to Point Wealth Planning, dedicating about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2019 - Present · 6 yrs 8 mos
Ameriprise Financial Services, LLC
July 2019 - Present · 6 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Usallianz Securities, INC.
May 2001 - June 2006 · 5 yrs 1 mo
Usallianz Securities, INC.Broker
December 2000 - September 2006 · 5 yrs 9 mos
Locust Street Securities, INC.Broker
February 1999 - December 2000 · 1 yr 10 mos
American Express Financial Advisors INC.Broker
September 1995 - December 1998 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
September 1995 - December 1998 · 3 yrs 3 mos
State Registrations17 states
AZCODCDEFLILKYMDNCNJPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.