MP
MP

Michael Pasquale

28 Years of Experience
New York, NY
Broker

Michael Pasquale is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is an advisor at SavaNet LLC, an information technology company specializing in financial modeling. He started this advisor position in September 2024.

Employment History
Current Registrations
UBS Financial Services INC.
November 2023 - Present · 2 yrs 6 mos
UBS Financial Services INC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
UBS Securities LLCBroker
September 2010 - November 2023 · 13 yrs 2 mos
Deutsche Bank Securities INC.Broker
April 2007 - September 2010 · 3 yrs 5 mos
Prudential Equity Group, LLCBroker
August 2000 - March 2007 · 6 yrs 7 mos
Prudential Securities IncorporatedBroker
April 1997 - March 1999 · 1 yr 11 mos
Fidelity Investments Institutional Services Company, INC.Broker
August 1995 - September 1996 · 1 yr 1 mo
State Registrations24 states
ALARCACOCTFLGAMAMDMEMIMONCNJNVNYOHPAPRSCTNTXVAVT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.