Lori Ellingson
Lori Ellingson is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport, OR, with 30 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Newport, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lori sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. She also owns Agate Financial Partners, where she provides comprehensive financial planning and insurance services, spending about a quarter of her time. Finally, Lori is the treasurer for Newport Oregon Pride, a non-profit organization, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Clearfp Advisors, LLC
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investment Advisors International, INC.
Intersecurities, INC.
Intersecurities, INC.
World Group Securities, INC.Broker
Wma Investment Advisors, INC. (wmaia)
Wma Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.