Joseph Rossi is a registered investment advisor, based in Columbus, OH, with 25 years of industry experience.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2002Denied
Employment History
Current Registrations
Nationwide Investment Services CorporationBroker
April 2024 - Present · 2 yrs 3 mos
Nationwide Investment Advisors, LLC
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
November 2018 - November 2023 · 5 yrs
Charles Schwab & CO., INC.
November 2018 - November 2023 · 5 yrs
Principal Securities, INC.
June 2015 - January 2017 · 1 yr 7 mos
Principal Securities, INC.Broker
June 2015 - January 2017 · 1 yr 7 mos
Securities America Advisors, INC.
May 2013 - January 2015 · 1 yr 8 mos
Securities America, INC.Broker
July 2012 - January 2015 · 2 yrs 6 mos
Hartford Equity Sales Company INC.Broker
December 2009 - April 2012 · 2 yrs 4 mos
Planco Financial Services, LLCBroker
June 2007 - December 2008 · 1 yr 6 mos
Contango Capital Advisors, INC.
January 2007 - May 2007 · 4 mos
Zions Direct, INC.Broker
September 2006 - May 2007 · 8 mos
Zions Direct, INC.
September 2006 - December 2006 · 3 mos
U.S. Bancorp Investments, INC.
October 2005 - September 2006 · 11 mos
U.S. Bancorp Investments, INC.Broker
October 2005 - September 2006 · 11 mos
Ftb Advisors, INC.
August 2004 - August 2005 · 1 yr
First Tennessee Brokerage, INC.Broker
August 2004 - August 2005 · 1 yr
Wells Fargo Investments, LLC
December 2003 - June 2004 · 6 mos
Wells Fargo Investments, LLCBroker
December 2003 - June 2004 · 6 mos
Chase Investment Services CORP.
April 2002 - December 2003 · 1 yr 8 mos
Chase Investment Services CORP.Broker
March 2002 - December 2003 · 1 yr 9 mos
Quick & Reilly, INC.Broker
June 1996 - December 2001 · 5 yrs 6 mos
State Registrations2 states
COOH
AdvisorBroker
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Exams
No exam information available for this advisor.