James Palumbo is a registered investment advisor at UBS Financial Services INC., based in McLean, VA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1800 Tysons Blvd, 5th floor, suite 550, McLean, VA, 22102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a sole proprietor commercial loan broker, working to collect receivables, pay debt, and close or transfer ownership of the entity since 2006. He also collects residuals from prior transactions with Ryan Labs TIPS Fund Mgmt. LP and Bluewater Funding since 1995 and is involved with the Virginia Defense Force since 2017.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bedminster Financial Group, LimitedBroker
Bedminster Financial Group, LimitedBroker
Nylife Securities INC.Broker
State Registrations20 states
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