Randolph Feliz
Randolph Feliz is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 28 years of industry experience. Randolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Retail Banking, 162 Amsterdam Avenue, New York, NY, 10023
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
March 2010Customer Dispute
January 2003Regulatory
September 1997Other Business Activities
Randolph is the President of INR Enterprises, a dormant LLC used to buy real estate. He currently devotes no time to this activity.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Gilford Financial CORP.
Gilford Securities IncorporatedBroker
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Citicorp Investment ServicesBroker
Chase Investment Services CORP.Broker
Josephthal & CO., INC.Broker
Jw Charles Securities,inc.Broker
Whale Securities CO., L.P.Broker
Oppenheimer & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.