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Sharon Miller

Bofa Securities, INC.
30 Years of Experience
Charlotte, NC
1 DisclosureBroker
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Sharon Miller is a registered investment advisor at Bofa Securities, INC., based in Charlotte, NC, with 30 years of industry experience. Sharon is also registered as a broker, so some compensation may come from commissions on products sold.

Bofa Securities, INC.
Compensation
N/A
Firm Size
5 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 N Tryon St, Business Banking, Charlotte, NC, 28255

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bofa Securities, INC.Broker
July 2025 - Present · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 17 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 17 yrs
Previous Registrations
Banc of America Investment Services, INC.
March 1999 - October 2009 · 10 yrs 7 mos
Banc of America Investment Services, INC.Broker
March 1999 - October 2009 · 10 yrs 7 mos
Ba Investment Services, INC.Broker
July 1998 - July 1999 · 1 yr
Fidelity Brokerage Services, INC.Broker
July 1998 - August 1998 · 1 mo
Ba Investment Services, INC.Broker
July 1996 - June 1998 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
October 1995 - March 1996 · 5 mos
Ids Life Insurance CompanyBroker
October 1995 - March 1996 · 5 mos
State Registrations14 states
ALARAZCAFLIAKSMAMDNCNJNMNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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