BP
BP

Brian Posnack

28 Years of Experience
Broker

Brian Posnack is a registered investment advisor at Bny Mellon Securities Corporation, based in Uniondale, NY, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,823 clients with $7.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
66 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

BNY Mellon Securities Corporation (BNYSC) does not directly charge fees to individual clients. Instead, BNYSC receives a portion of the wrap fee that the client pays to the Program Sponsor. This portion typically ranges from 0.00% to 0.50% annually, depending on the Program Sponsor, the type of account, the level of support provided by BNYSC, and the size of the client’s assets in the specific investment strategy.

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Location

144 Glenn Curtiss Boulevard, Uniondale, NY, 11556

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is an employee of BNY Mellon Transfer Inc, where he is involved in letter writing and quality review.

Employment History
Current Registrations
Bny Mellon Securities Corporation
October 2012 - Present · 13 yrs 6 mos
Bny Mellon Securities CorporationBroker
October 2012 - Present · 13 yrs 6 mos
Bny Mellon Securities Corporation
October 2012 - Present · 13 yrs 6 mos
Previous Registrations
Chase Investment Services CORP.
January 2009 - October 2011 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
December 2008 - October 2011 · 2 yrs 10 mos
Countrywide Investment Services, INC.Broker
June 2006 - September 2008 · 2 yrs 3 mos
Pfic Securities CorporationBroker
October 2005 - January 2006 · 3 mos
Fiserv Investor Services, INC.Broker
February 1997 - October 2005 · 8 yrs 8 mos
Pruco Securities CorporationBroker
November 1995 - July 1996 · 8 mos
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Posnack - Financial Advisor | TrueAdvisor