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Brian Hahn

Neuberger Berman Bd LLC
31 Years of Experience
Chicago, IL
2 DisclosuresBroker
View SEC Summary
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Brian Hahn is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 31 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.

Neuberger Berman Bd LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only

Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Award / Judgment
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Neuberger Berman Bd LLC
December 1997 - Present · 28 yrs 10 mos
Neuberger Berman Bd LLC
September 1995 - Present · 31 yrs 1 mo
Neuberger Berman Bd LLCBroker
September 1995 - Present · 31 yrs 1 mo
State Registrations42 states
AKAZCACOCTDCDEFLGAHIIAILINKSKYMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPARISCSDTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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