Richard Simons is a registered investment advisor at Diamond Wealth Management, LLC, based in Alpine, UT, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 337 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diamond Wealth Management offers investment management services based on a percentage of your portfolio. The annual fee is negotiable, and accounts within the same household may be combined for a reduced fee. Fees are billed quarterly in advance. If DWM uses sub-advisors, you will not pay additional fees.
Location
40 W. Main Street Court, Suite 250E, Alpine, UT, 84004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the owner/manager of Northern Peaks Soccer Club LLC since 2018. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Diamond Wealth Management, LLC
Previous Registrations
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Fortius Wealth Management LLC
Intermountain Financial Services, INC.Broker
Fortius Financial Advisors, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Strategic Advisers INC.
Fidelity Brokerage Services LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.