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Eric Strominger

28 Years of Experience
New York, NY
Broker

Eric Strominger is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 28 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

590 Madison Avenue, 28th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is a member of Crazminds LLC, a consumer products company, since 2012. He devotes a few hours per week to this business during non-securities trading hours.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
July 2021 - Present · 4 yrs 10 mos
A.G.P. / Alliance Global PartnersBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Aegis Capital CORP.
March 2016 - August 2021 · 5 yrs 5 mos
Aegis Capital CORP.Broker
December 2015 - August 2021 · 5 yrs 8 mos
Oppenheimer & CO. INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
Oppenheimer & CO. INC.
March 2014 - December 2015 · 1 yr 9 mos
Maxim Financial Advisors LLC
April 2010 - April 2014 · 4 yrs
Maxim Group LLCBroker
March 2010 - March 2014 · 4 yrs
Metlife Securities INC.
March 2009 - March 2010 · 1 yr
Metlife Securities INC.Broker
March 2009 - March 2010 · 1 yr
Eastbrook Capital Group LLC
October 2008 - March 2009 · 5 mos
Eastbrook Capital Group LLC
August 2007 - October 2008 · 1 yr 2 mos
Eastbrook Capital Group LLCBroker
February 1999 - March 2009 · 10 yrs 1 mo
Broadmark Capital CORP.Broker
June 1998 - September 1998 · 3 mos
Gilford Securities IncorporatedBroker
May 1997 - April 1998 · 11 mos
The Boston GroupBroker
April 1997 - May 1997 · 1 mo
Laidlaw Equities, INC.Broker
July 1996 - August 1996 · 1 mo
Gaines, Berland INC.Broker
July 1996 - August 1996 · 1 mo
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.