Ned Pascucci
Ned Pascucci is a registered investment advisor at 1st Discount Brokerage, INC., based in Providence, RI, with 31 years of industry experience. Ned is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 219 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee of 1.00% charged quarterly in arrears based on end-of-month account balances. Fee covers advisory services, trading commissions, clearing, and execution.
Fee Estimator
Location
127 Dorrance St., Penthouse Suite, Providence, RI, 02903
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2020Customer Dispute
July 2018Other Business ActivitiesSells Insurance
Ned is an insurance agent. The filing does not specify the types of insurance sold or time commitment.
Employment History
Current Registrations
1st Discount Brokerage, INC.
1st Discount Brokerage, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
1st Discount Brokerage, INC.
1st Discount Brokerage, INC.Broker
Winchester Investment Securities, INC.Broker
Winslow, Evans & Crocker, INC.Broker
L.C. Wegard & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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