Ned Joseph Pascucci

1st Discount Brokerage, INC.

30 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

1st Discount Brokerage, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

219 clients

Average Client Portfolio

$494K average

Assets Under Management

$108.1M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.00%
$1.0M - $2.5M	1.75%
$2.5M - $5.0M	1.50%
$5.0M - $10.0M	1.00%
$10M+	1.00%

Fees negotiable for accounts over $10,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

127 Dorrance St., Penthouse Suite, Providence, RI, 02903

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2020

Settled

Customer Dispute

July 2018

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Ned is an insurance agent. The filing does not specify the types of insurance sold or time commitment.

Employment History

Current Registrations

1st Discount Brokerage, INC.

June 2020 - Present · 5 yrs 8 mos

1st Discount Brokerage, INC.Broker

March 2020 - Present · 5 yrs 11 mos

Previous Registrations

UBS Financial Services INC.Broker

September 2010 - March 2020 · 9 yrs 6 mos

UBS Financial Services INC.

September 2010 - March 2020 · 9 yrs 6 mos

1st Discount Brokerage, INC.

October 2007 - September 2010 · 2 yrs 11 mos

1st Discount Brokerage, INC.Broker

August 2003 - September 2010 · 7 yrs 1 mo

Winchester Investment Securities, INC.Broker

November 1995 - September 2003 · 7 yrs 10 mos

Winslow, Evans & Crocker, INC.Broker

November 1995 - November 1995 · 0 mos

L.C. Wegard & CO., INC.Broker

August 1995 - November 1995 · 3 mos

State Registrations4 states

FLMAPARI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.