Diony Concepcion
Diony Concepcion is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Norwalk, CT, with 23 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
50 Washington St., 4th Floor, Norwalk, CT, 06854
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Regulatory History (1)
Judgment / Lien
July 2024Other Business ActivitiesSells Insurance
Diony is an advisory representative of an RIA, dedicating about half of their time to this role. Diony also works as a driver for Amride LLC and Lyft, owns Angelo Insurance Agency, and is an IAR for Guidelight Financial.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan StanleyBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Phoenix Equity Planning CorporationBroker
Samuel a Ramirez & CO., INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Nylife Securities INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.