Edward So
Edward So is a registered investment advisor at Golden State Advisors, LLC, based in Millbrae, CA, with 26 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $7.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are negotiable. There is also a flat fee schedule of no more than 1% of assets under management or of the face amount of fixed income investment per transaction.
Fee Estimator
Location
475 El Camino Real, Suite 405, Millbrae, CA, 94030
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward is an independent insurance agent for various companies and a real estate salesperson with Progressive Realty Group Inc. He dedicates minimal time to these activities, and none during trading hours.
Employment History
Current Registrations
Golden State Advisors, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Wells Fargo Investments, LLC
Prudential Securities Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.