KF
KF

Kenneth Ford

30 Years of Experience
Warwick, NY
3 DisclosuresSells Insurance

Kenneth Ford is a registered investment advisor at Private Advisor Group, LLC, based in Warwick, NY, with 30 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

28 Railroad Ave STE 2B, Warwick, NY, 10990-1347

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022
Denied
Customer Dispute
November 2001
Denied
Customer Dispute
July 2001
Settled
Other Business ActivitiesSells Insurance

Kenneth is involved in several investment-related activities, including DBAs for LPL Business and acting as a Registered Investment Advisor through Private Advisor Group. He dedicates a significant amount of time, including full-time hours during securities trading, to these ventures.

Employment History
Current Registrations
Private Advisor Group, LLC
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Integra Investment Service, LLC
March 2004 - October 2006 · 2 yrs 7 mos
LPL Financial LLC
December 2003 - June 2013 · 9 yrs 6 mos
LPL Financial LLCBroker
September 2003 - January 2025 · 21 yrs 4 mos
Ryan Beck & CO.Broker
April 2002 - September 2003 · 1 yr 5 mos
Gruntal & CO., L.L.C.Broker
May 2000 - May 2002 · 2 yrs
Tucker Anthony IncorporatedBroker
July 1997 - May 2000 · 2 yrs 10 mos
Samuel A. Ramirez & CO., INC.Broker
August 1996 - July 1997 · 11 mos
Ryan, Beck & CO.Broker
October 1995 - May 1996 · 7 mos
A.S. Goldmen & CO., INC.Broker
August 1995 - November 1995 · 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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