Michael Ruggieri
Michael Ruggieri is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10000 N 31st Ave. Suite D 216, Phoenix, AZ, 85051
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells and services property and casualty insurance (auto and homeowner's) since 2010. He also holds positions as a financial advisor/chief compliance officer for multiple entities and is a co-author for a publishing company.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
The Capital Advisory Group Advisory Services, LLC
Previous Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Sagepoint Financial, INC.
Royal Alliance Associates, INC.Broker
Sagepoint Financial, INC.Broker
Fsc Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
LPL Financial LLCBroker
LPL Financial LLC
Cue Financial Group, INC.
Cue Financial Group, INC.Broker
USAA Investment Management Company
USAA Investment Management CompanyBroker
Vanguard Marketing CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.