Scott Smith
Scott Smith is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Boca Raton, FL, with 30 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 3,154 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Maximum asset-based fee for consulting services is 0.75% annually. Fees are subject to negotiation and vary across different sponsored programs.
Fee Estimator
Location
2255 Glades Road, Suite 324A, Boca Raton, FL, 33431
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Previous Registrations
Ladenburg Capital Management INC.Broker
First Asset Management, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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