Scott Allan Smith

Ladenburg Thalmann Asset Management INC

29 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

7763 West Glades Road,, Boca Raton, FL, 33434

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ladenburg Thalmann Asset Management INC

September 2004 - Present · 21 yrs 5 mos

Ladenburg Thalmann & CO. INC.Broker

November 2002 - Present · 23 yrs 3 mos

Previous Registrations

Ladenburg Capital Management INC.Broker

September 1998 - November 2002 · 4 yrs 2 mos

First Asset Management, INC.Broker

May 1996 - August 1998 · 2 yrs 3 mos

State Registrations32 states

AKCACOCTFLGAIDILINKYLAMAMDMIMNMONCNJNMNVNYOHOKORPARISCTXVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.