WW
CFP · ChFC
WW
CFP · ChFC

William Frederick Warner

30 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
446 clients
Average Client Portfolio
$82K average
Assets Under Management
$36.7M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

Lower fees may be available through other advisors offering similar services. Fees are negotiable based on factors such as size, complexity, and relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

136 Main St. Suite 201, Brooks Corner, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

William teaches seminars on financial products through Warner Financial Group Inc. He also sells non-variable insurance products, including life, health, disability, long-term care, fixed annuities, and property & casualty insurance, dedicating minimal time to this. William is also associated with Granite Insurance LLC, spending a few hours per week there.

Employment History
Current Registrations
Sentinel Asset Management, LLC
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
LPL Financial LLC
April 2000 - May 2019 · 19 yrs 1 mo
LPL Financial LLCBroker
February 2000 - May 2019 · 19 yrs 3 mos
Nationwide Advisory Services, INC.Broker
September 1995 - February 2000 · 4 yrs 5 mos
State Registrations2 states
CTMD
Advisor
Exams
No exam information available for this advisor.