MJ
MJ

Michael Johnston

30 Years of Experience
Las Vegas, NV
3 DisclosuresBroker

Michael Johnston is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
August 2008
Withdrawn
Employment History
Current Registrations
Morgan StanleyBroker
October 2023 - Present · 2 yrs 7 mos
Morgan Stanley
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - October 2023 · 15 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - October 2023 · 15 yrs 4 mos
Citigroup Global Markets INC.
January 2002 - July 2008 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2001 - July 2008 · 6 yrs 7 mos
Banc of America Securities LLCBroker
October 1997 - December 2001 · 4 yrs 2 mos
Montgomery SecuritiesBroker
October 1995 - October 1997 · 2 yrs
State Registrations20 states
ALAZCACOFLIDILMNNCNHNMNVNYOKORSDTNTXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.