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Patricia Fontan

Morgan Stanley
27 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
View SEC Summary
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Patricia Fontan is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
View Full SEC Brochure

Location

8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020
Denied
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patricia owns rental property in Las Vegas, Nevada since 2015. This activity requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
October 2011 - Present · 14 yrs 7 mos
Morgan Stanley
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - October 2011 · 9 mos
Wells Fargo Advisors, LLC
January 2011 - October 2011 · 9 mos
Wells Fargo Investments, LLC
February 2005 - January 2011 · 5 yrs 11 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
March 1999 - May 2001 · 2 yrs 2 mos
Wells Fargo Brokerage Services, L.L.C.Broker
August 1998 - December 2000 · 2 yrs 4 mos
State Registrations33 states
ALAZCACOCTFLHIIAILLAMIMNMSMTNCNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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