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Michael Laura

25 Years of Experience
Atlanta, GA
1 DisclosureBroker

Michael Laura is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
Other Business Activities

Michael is a board member on the finance committee for Cumberland Academy of Georgia since 2021. This takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
April 2023 - Present · 3 yrs 3 mos
Morgan Stanley
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - April 2023 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - April 2023 · 5 yrs 5 mos
Invesco Advisers, INC.
June 2015 - November 2017 · 2 yrs 5 mos
Invesco Distributors, INC.Broker
June 2015 - November 2017 · 2 yrs 5 mos
Virtus Investment Advisers, INC.
April 2014 - June 2015 · 1 yr 2 mos
Vp Distributors LLCBroker
April 2014 - June 2015 · 1 yr 2 mos
Dws Investments Distributors, INCBroker
August 2012 - March 2014 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2012 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2012 · 2 yrs 7 mos
Banc of America Investment Services, INC.
January 2009 - October 2009 · 9 mos
Banc of America Investment Services, INC.Broker
December 2008 - October 2009 · 10 mos
Columbia Management Advisors, LLC
April 2008 - December 2008 · 8 mos
Columbia Management Distributors, INC.Broker
April 2008 - December 2008 · 8 mos
Banc of America Investment Services, INC.Broker
December 2001 - December 2003 · 2 yrs
Banc of America Investment Services, INC.
December 2001 - December 2003 · 2 yrs
A. G. Edwards & Sons, INC.Broker
October 1995 - November 2001 · 6 yrs 1 mo
State Registrations39 states
ALARAZCACOCTDCDEFLGAIDILKYLAMAMDMEMIMOMSMTNCNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Laura - Financial Advisor | TrueAdvisor