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Gregory Downs

31 Years of Experience
Greenville, SC
1 DisclosureBroker

Gregory Downs is a registered investment advisor at Wells Fargo Advisors, based in Greenville, SC, with 31 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

15 S Main St 3rd Fl, Greenville, SC, 29601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2005
Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2025 - Present · 1 yr 5 mos
Wells Fargo Advisors
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
April 2016 - June 2025 · 9 yrs 2 mos
Ameriprise Financial Services, LLC
April 2016 - June 2025 · 9 yrs 2 mos
Metlife Securities INC.
January 2009 - May 2016 · 7 yrs 4 mos
Metlife Securities INC.Broker
January 2009 - May 2016 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - January 2009 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - January 2009 · 3 yrs 8 mos
AXA Advisors, LLC
May 2004 - May 2005 · 1 yr
AXA Advisors, LLCBroker
September 1995 - May 2005 · 9 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1995 - January 2000 · 4 yrs 4 mos
State Registrations33 states
ALARCACOCTDEFLGAIDILKSLAMAMDMEMIMNMOMTNCNJNYOHOKORSCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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