WM
WM

William Murphy

25 Years of Experience
Greenville, SC
1 DisclosureBroker

William Murphy is a registered investment advisor at Wells Fargo Advisors, based in Greenville, SC, with 25 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

15 S Main St 3rd Fl, Greenville, SC, 29601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2006 - Present · 20 yrs 7 mos
Wells Fargo Advisors
March 2006 - Present · 20 yrs 7 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
October 2003 - March 2006 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2003 - March 2006 · 2 yrs 5 mos
Wachovia Securities, LLC
June 2002 - October 2003 · 1 yr 4 mos
Wachovia Securities, LLCBroker
June 2002 - October 2003 · 1 yr 4 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
June 2001 - June 2002 · 1 yr
State Registrations20 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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