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Douglas Dicerbo

30 Years of Experience
Boston, MA
BrokerSells Insurance

Douglas Dicerbo is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boston, MA, with 30 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Beacon St Fl 21, Boston, MA, 02108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in D and P Management LLC and Washington Street Realty LLC, as well as being the sole owner of DICERBO, LLC; each of these activities requires minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2007 - Present · 18 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
January 1996 - Present · 30 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1996 - January 2002 · 6 yrs
State Registrations28 states
AKAZCACOCTFLILINLAMAMDMEMIMNMOMTNCNHNJNYOHORPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.