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Daniel Houg

28 Years of Experience
Sioux Falls, SD
1 DisclosureBrokerSells Insurance

Daniel Houg is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Sioux Falls, SD, with 28 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2307 W 57th St Ste 200, Sioux Falls, SD, 57108

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2018
Final
Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in several businesses, including ice fishing equipment sales, a non-financial services business, a clothing company, and investment property, dedicating minimal time to each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2015 - Present · 10 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
April 1997 - Present · 29 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
April 1997 - January 2002 · 4 yrs 9 mos
State Registrations17 states
CADCFLGAIAINLAMNMONDNENVORSDTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Houg - Financial Advisor | TrueAdvisor